As an
investor, you basically have 6 options. Some are
definitely more appealing than others.
1 Sell and pay excessive amounts of real estate or investment capital gains tax.
2 Do a 1031 exchange and buy another like-kind property of equal or greater value.
3 Set up a Charitable Remainder Trust
4 Set up an Installment Sale through a Foundation
5 Set up a Structured Sale or do your own Installment Sale
6 Do a 1031 exchange into a Tenant in Common property.
The first one is without a doubt the least desirable. Let's explore the others one at a time.
1 Sell and pay excessive amounts of real estate or investment capital gains tax.
2 Do a 1031 exchange and buy another like-kind property of equal or greater value.
3 Set up a Charitable Remainder Trust
4 Set up an Installment Sale through a Foundation
5 Set up a Structured Sale or do your own Installment Sale
6 Do a 1031 exchange into a Tenant in Common property.
The first one is without a doubt the least desirable. Let's explore the others one at a time.
The Direct Sale Option
The
simplest option a client has. You simply sell
the asset and pay the taxes.
The 1031/Tenant in Common Exchange
Another
option is a 1031 exchange into a tenant in
common property. As a real estate investor,
you remain in control of your asset, the
capital gains taxes can literally be deferred
forever (as long as you never sell outright),
you can get a substantial passive income, and
you no longer have the headaches of property
management. The investment property is sold,
and before the close of escrow, you file
paperwork with a qualified intermediary that
a 1031 exchange will be performed. The QI
handles the exchange of monies, and you
choose a tenant in common property to
purchase. It is a clean and total like-kind
exchange. You receive a deeded interest in a
quality commercial investment property
(should you choose wisely). It is
proportionate to your overall contribution in
the 1031 exchange. All capital gains taxes
are deferred, you usually will not have
closing costs to worry about, and you will
have non-recourse debt on the new property.
This means you will not be responsible for
making additional mortage payments on this
debt (it is factored into the cost of
management) and if something does happen with
the building, your other assets are
protected. You will also most likely receive
tax advantages of depreciation and interest
deductions.
You are able to maintain control of your asset for future exchanges and appreciation potential.
Upon your death, the tenant in common property passes to your heirs at the stepped up fair market basis (under current tax laws) and no capital gains taxes or recaptured depreciation is owed!
Compare the options above and decide for yourself which option, or combination of strategies give you the most monetary gain, flexibility, income, tax savings, control and potential for appreciation. Education is the number one priority. It increases your ability to make an informed choice.
Please note, for several of the above choices you may need the assistance of other professionals such as realtors, attorneys, CPAs and other financial professionals. We believe in working with your advisors so everyone is on the same page and also informing you when someone else can better assist you in a certain area than us.
You are able to maintain control of your asset for future exchanges and appreciation potential.
Upon your death, the tenant in common property passes to your heirs at the stepped up fair market basis (under current tax laws) and no capital gains taxes or recaptured depreciation is owed!
Compare the options above and decide for yourself which option, or combination of strategies give you the most monetary gain, flexibility, income, tax savings, control and potential for appreciation. Education is the number one priority. It increases your ability to make an informed choice.
Please note, for several of the above choices you may need the assistance of other professionals such as realtors, attorneys, CPAs and other financial professionals. We believe in working with your advisors so everyone is on the same page and also informing you when someone else can better assist you in a certain area than us.
The Traditional Option
If
you, as a real estate investor, do a
traditional 1031 exchange, you must buy a
property of at least the same value as the
property which you sell. Yes, you do defer
the capital gains tax owed, but this often
means obtaining a new mortgage unless you own
the property outright. Maybe the new mortgage
will have a higher interest rate and higher
payments. Also you may also incur higher
property taxes and insurance costs. And, you
are still a landlord with the same headaches
you are trying to avoid. You must decide if
this suits your current needs.
The Installment Sale Through A Foundation
A
very innovative Capital Gains Saving option
that has existed since 1969 is a hybrid
vehicle which incorporates some of the best
parts of a Charitable Trust and a Structured
Sale, while eliminating some of the less
desireable features of each. It is a
combination of a Charitable Bargain Sale and
an Installment Sale. In very basic terms, it
is an exchange of your asset for a series of
guaranteed fixed payments at a fixed interest
rate over a fixed period of time. Because the
public foundation, which is a non-profit
organization, transacts the sale for you and
receives the proceeds, you are also afforded
some very nice tax breaks. These include a
substantial charitable deduction which can be
used to lower your income tax, a partial
forgiveness of capital gains tax and
recaptured depreciation (if applicable), and
it spreads out the repayment of the remainder
of the capital gains tax over many years.
Although the recaptured depreciation is paid
at time of sale, the amount due is
significantly reduced by the offsetting tax
deduction and the amount forever forgiven.
The asset is partially removed from your
estate, so your heirs will not occur the
entire estate tax consequences (further
planning can be done to remove it entirely if
this is a concern), and the monies have an
additional layer of protection from creditor
access. The total effect is that you actually
keep a greater amount of your proceeds, are
repaid your principle less the inital bargain
sale portion with interest, have the peace of
mind which comes from a guaranteed payment
stream, and also provide funds to a good
cause. Any monies left not paid out at the
time of your death pass to the beneficiaries
of your choice, and they even have the option
of continuing the payment stream. The tax
laws which govern this strategy are IRS codes
453, 1011(b) and 501(c)3. This strategy is
available for sales of all capital assets
with the exception of qualified money. These
are commonly real estate, businesses, stock
portfolios, rare collections, etc. It offers
the seller arguably the greatest combination
of legitimate tax advantages of any such exit
strategy to date.
The Charitable Remainder Trust
A
charitable remainder trust has its place as a
valid capital gains tax saving strategy.
Although designating your principle to your
favorite charity upon your death is a worthy
goal, you may not wish to be quite so
philanthropic if you have another choice. A
trust must be established, the property
placed in the trust before sale, and then
basically, the proceeds are earmarked for
charity upon death. You do get the benefit of
any interest which accrues on the principle
during your lifetime, and perhaps the
lifetime of your spouse. You will pay
ordinary income tax when you receive this
money. You also get a tax deduction for the
amount pledged to the charity. If healthy
enough, a life insurance policy may be
purchased to pay your beneficiaries an amount
equal to what they won't inherit. This can be
costly, depending on your age and the face
amount of the policy. This is fine if you
don't need the income to live on, want the
property removed from your estate, and want
to leave the largest legacy possible to your
favorite charity. Once again, the capital
gains taxes are not paid because charities
don't pay taxes, but you no longer have
control of your asset and the associated
principle. This option is often used by
fairly wealthy people with multiple assets
and sources of income, who also have a
favorite cause.
The Structured Sale
The
Structured Sale is a form of Installment
Sale. It became an option in 2005 and is
currently offered through a couple of major
insurance carriers and their associated
Assignment Companies. The basic concept is
that instead of receiving a lump sum for the
total purchase price from the buyer, the
buyer passes the lump sum to an Assignment
Company and assigns the obligation to make
payments back to you, the seller, over a
period of time at a fixed interest rate. The
Assignment Company which is partially owned
by an Insurance Company, backs its obligation
by investing the proceeds in a single premium
fixed annuity product offered by the
associated carrier. You are able to determine
how long you would like those payments spread
out (number of years), and thus your capital
gains tax obligation is spread out as well.
The payments are broken down into return of
cost basis (non-taxable), capital gain
(amount you owe capital gains tax on) and
interest (taxed as ordinary income). If you
sell a real estate investment property which
you have depreciated over time, you will owe
the associated recaptured depreciation as of
time of sale (next tax return). The
Structured Sale, as well as an installment
sale between two parties are both legitimate
options and should be used as part of the
basis of comparison to determine which
strategy best suits your individual needs.